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Notes on Unemployment

 

Unemployment is often a personal and family tragedy in a work-oriented society, and a problem for economists. It is a problem for economists because defining it, and differentiating the different types of unemployment, is somewhat tricky.

Unemployment is also a lagged indicator of economic conditions. This means that the rate which is apparent now refers in most societies back several months at least, and that policy could be reacting to conditions which no longer apply. For instance, growth and recovery can happen at the same time as rising unemployment; a recession and downturn can start with unemployment static or falling.  Unemployment is also (usually) seasonally adjusted.

In the United Kingdom, the Unemployed are defined as a group of people who are available for work, able to do it, and willing to seek it, but who cannot find a job at the market wage. Rather confusingly, there are different technical definitions however.

·         The claimant count is the number of all those who are claiming unemployment related benefits.

·         The Labour Force Survey[1], or ILO measure, is the number of all those who have been out of work for four weeks and who are available for work in the next two weeks, as a percentage of the workforce

·          The long term unemployed are those who have been out of work for a year.

The claimant count is relatively easy for the government to generate, because it is paying out benefits. It does not cover everyone, however, and will significantly undercount unemployment in the professions, amongst those who have savings, and for those who do not for any reason claim universal credit.

There are also groups of people who do not fall into the definitions, such as those who are voluntarily unemployed, those who are discouraged workers, and those who are underemployed.  The unemployment measure is also not so useful when a significant proportion of the economy is made up of small business people who are ‘working’ for themselves, even if no work is available.

The ‘work force’ or ‘Labour force’ is the number of people who are able, available, and willing to work. That is not the whole population; at any given time, there will be a number of children and retired people, and people who are too ill to work, in a population. Those in work have to support them with wages and taxes, as well as supporting themselves. In economics, populations and workers are a form of resource. Unemployment means that resources are being wasted, but also that those in work have a burden of productivity placed upon them, because they have to generate the income to support everyone else and the Government’s activities. Therefore, demographics, the value of output, and wage costs matter. An ‘ageing’ society, for instance, will have different incomes and choices, and a different burden on workers, from a young and booming one. These will not necessarily be worse choices, but often are.

Some people are discouraged workers. Such people have given up on job searches, because they have been unable over a long period of time to secure employment. This may be because of their age, their lack of attractive skills, or simply because of regional or structural unemployment. They have effectively but not actually left the workforce.

Students are not counted in the unemployment figures.

The under-employed are those who are either not working a full set of hours despite wanting to, in the context of their skills and abilities, and also those who are working at levels below their skills and usually expected wage.

The first group are sometimes known as the visibly underemployed, and the second as the invisibly unemployed. If people are working below the level at which they could work given their skills, they will be less productive, the economy will not be fully utilising its resources, tax revenues will be lower, and the repayment of debt (for former students, for instance) will take longer and be more of a burden on the economy.

Some textbooks and notes refer to the under-employed as those who are looking for additional jobs to supplement their income, or those who wish to work longer hours. Both of these definitions are acceptable, but not quite as precise as the ones above.x

 

Unemployment and the Wider Economy.

Economists tend to dislike unemployment because it represents waste. It has negative externalities. It costs the government money in terms of benefits, and it lowers tax revenues, which restrict the choices and options available to the government and society. It is also profoundly bad for most individuals, especially in societies which place an emphasis on work, consumption, and which generate lots of debts which have to be repaid.

There are two key observations about unemployment in general and its links to the wider economy. One is found in the Phillips Curve, which is dealt with later in these notes. Broadly, the PC suggests that there is an inverse link between unemployment and inflation (which is much disputed.) Okun’s Law suggests that there is a 2:1 link between GDP falls and unemployment rises in percentage terms, though this is a very broad heuristic.

 

Types of Unemployment

There are various types of unemployment. These are often listed but not fully explained. The list is, often, composed of the following:

·         Structural or natural unemployment

·         Frictional unemployment

·         Cyclical unemployment

·         Technological unemployment

·         Seasonal Unemployment

·         Classical or ‘real wage’ unemployment

·         Regional unemployment

·         Long term unemployment, often associated with regional unemployment

·         Voluntary unemployment.

Structural Unemployment

Structural unemployment occurs when there are fewer jobs in the economy than the workforce requires. This is normal, but the bigger the structural ‘gap’ the more people will be either permanently unemployed, or underemployed because work is shared amongst part-time workers. For example, imaging a desert island with ten workers in the workforce, but only seven jobs. Structural unemployment will be thirty per cent.

Structural unemployment may exist because there are barriers to workers finding jobs, in the form of geographical or occupational immobility. Geographical immobility occurs because language, transport, or housing barriers prevent workers from moving to where the jobs exist. Occupational barriers exist because hiring rules, qualification barriers, or rigidity within companies means that people who can do jobs are not hired, and have no chance of being hired.

You may see natural unemployment sometimes used instead of structural unemployment. The term is essentially the same, and means the number unemployed because technological change or a lack of skills in the workforce has eliminated some jobs or made others impossible.

Frictional Unemployment (‘Equilibrium unemployment’)

Frictional unemployment exists because people move from job to job, and in between are unemployed. This is not in itself a terrible problem, economically; workers will seek higher wages and employers will seek to maximise their self interest by paying at the going rate. There are always going to be employees switching between one job and another as their skills, expectations, or needs change. Sometimes this sort of unemployment is referred to as equilibrium because it is the rate at which unemployment will exist if a market is clearing at the equilibrium wage, with everyone supplying labour being paid what those paying for labour want. By definition, those left out are out because they are demanding wages which that market does not offer.

There are not too many policy implications of this kind of unemployment. In it, people are exercising a free choice not to work at a certain rate, and to hold out for a higher rate, or better conditions. If they have savings, or personal circumstances which allow them to do this, it would be counter-productive for a society to attempt to force them into work. There may, however, be problems of imperfect or asymmetric information which mean that people do not know the going wage or the real availability of other jobs, which could be dealt with by the creation of job information system (these days an easy, private sector matter online) or recruitment consultancies. Authorities may also wish to avoid over-generous, or no-question, welfare payments which incentivise resignations and that do not encourage people to look for work.

Cyclical Unemployment

Cyclical unemployment, as the name suggests, is the ‘additional’ unemployment associated with a downturn in the economic cycle. It is associated with Keynesian theories and policies.[2] It is (sometimes) also called ‘demand deficient’ unemployment, and, very rarely, ‘negative output gap’ unemployment. During a recession or downturn, one would expect to see rises in cyclical unemployment; the worse the downturn, the worse the unemployment.

Technological Unemployment

Technological unemployment is a type wherein automation makes human jobs redundant. It represents a fall in the opportunity cost of capital. The process was confined, largely, to manual labour and ‘blue collar’ jobs in the last third of the twentieth century, as machines became more productive and reliable than workers, but then accelerated with the development of the internet and began to apply to professional jobs at the start of the twenty-first century. It is now extending, via the development of apps, artificial intelligence, and algorithms, into all sectors of the economy. To keep up, societies have placed an emphasis on continuing education, and the development of skills. In the long run, new technologies usually create more jobs and give rise to new industries, and so continue to add to growth rather than unemployment.

Seasonal Unemployment

Seasonal unemployment occurs in industries or places where employment declines at certain times of the year, such as, for instance, on ski slopes or tourist beaches. It is predominantly associated with the tourism, sports, hospitality, agriculture, and entertainment sectors. When the government presents unemployment statistics, it makes sure that they are seasonally adjusted to account for temporary dips or rises in unemployment.

‘Classical,’ ‘Real wage’ Unemployment

Economists sometimes see ‘sticky wages’ or hysteresis as a problem in labour markets. This is also referred to as the ‘classical view’ and, occasionally, as lock-out unemployment. It occurs where workers in work require wages which are above the market equilibrium for that sector, leading to lower demand for, and a greater supply of, jobseekers. Essentially, the theory holds that those in work are being paid too much and that this is encouraging others outside the jobs to want ‘in’. The conditions for this form of unemployment are that workers are in control of their wages (usually because of unions or labour laws) and can push up or maintain high wages even after negative economic shocks to the economy.

There is not a great deal of evidence that hysteresis is important in the UK private sector, as unions lack power, and workers can be offered individual wage agreements so long as no discrimination occurs. The job market is relatively flexible. This is not the case for the public sector.

Regional Unemployment

Sometimes, whole areas or towns have grown up in association with industries which have then declined. Those areas or towns have found it difficult to switch to new industries or markets, possibly because of geographical factors, and during the decline, have lost a great many of their more skilled or driven youth. This has resulted in areas where jobs are scarce, incomes are low, there are lots of inferior goods and social externalities, and where there is a great deal of discouraged labour. This can be characterised as regional unemployment and requires different policy responses to cyclical unemployment, for instance.

Long Term Unemployment

This is a situation where people are unemployed for over a year. During that period, their skills, motivation, savings, and sense of society and social trust may all decline. If it persists, people can effectively detach from the economy.

In the EU and UK, and in economies as diverse as those of South Africa, Argentina, and the USA, the long-term unemployment of youths, minority groups, or in regions, has posed and does pose significant problems for growth. When added to structural unemployment and under-employment, it leaves economies and governments extremely vulnerable to high rates of unemployment and prolonged recessions or depressions, as well as civil unrest and crime.

Voluntary Unemployment.

Voluntary unemployment occurs where those who are able to work deliberately do not seek employment. This may be because of a family or spousal decision to care for a relative, or to work unpaid as a homemaker, or may be because of the ability to live from assets rather than earnings. Most policies do not take it into account but, in the case of carers, this may radically underestimate what is going on in an economy, and discount the burden that carers lift from paid for social facilities and programmes.

 

Policy Responses

There are, obviously, different policies which would apply to different forms of unemployment. If one was faced with a problem of structural unemployment made worse by ‘sticky wages’ for instance, then making labour markets flexible, investing in skills, and removing the ability of trade unions to strike or block the entry of cheaper workers would be policies that governments could adopt. Governments could also attempt to reduce barriers to progress based on certifications or qualifications within particular industries. Growing LRAS by making investment attractive, and lowering ‘job taxes’ on employers might also be adopted.

Alternatively, if the problem is extended regional or long-term unemployment, Governments would be faced with choices. Do they physically invest in roads, transport, and communications infrastructure so that the unemployed can leave areas of low growth—so long as they can find affordable housing in areas of high growth—or do they lower regulations, taxes, and costs in areas of high unemployment to attract companies in? Governments must also ask themselves what the welfare and healthcare system should be doing to facilitate applications to jobs or improvement of skills in areas of unemployment.

Governments might simply move into such areas with government jobs, but these rarely generate much in the way of new wealth or extended job opportunities (in fact, they may kill such opportunities by ‘crowding out’ talent, deprioritising private investment, and raising wages beyond the capacity of the private sector to compete.)

In the first two decades of the twenty first century, and especially after the 2008 crisis, Governments also shifted from worrying about skills to worrying about immigration and global wage challenges. These were both in their way a response to the productivity challenge offered by the rise of East Asia in global markets, and the consequent need to raise productivity and to not waste resources.

Productivity is a matter of dividing the value of output by the cost of factor input over time So there are two ways to raise labour productivity. One is to have high value output, so that workers can be paid higher wages but, with or without the aid of capital, this is covered by what they produce and adds to growth.  The other way is to have lower labour costs than competitors, so that goods or services are cheaper than those of competitors.

For most of the 1990s, British and American governments encouraged and celebrated immigration. This typically involved the importing of large numbers of workers who could either produce high value output at lower wages than local workers, or large volumes of goods and services at cheap wages. This ran alongside attempts to extend education to develop skills, and to use financial instruments like credit to replace lost incomes. Workers were also encouraged by tax and welfare systems to take on extra jobs, which was facilitated by general growth, and to invest in property, which delivered a return on investment and gave access to more credit and a feeling of security.

A rise in debt, the massive growth of low cost, high volume (and then high value) jobs and services in East Asia, a decline in real wages, and a lack of supply in housing was accompanied by the 2008 crash. This led to a general turn against immigration in Britain and the USA, as well as to demands for government intervention to prevent depression levels of unemployment. Governments attempted to stimulate investment and the economy with ultra-low interest rates and quantitative easing, as well as austerity policies that cut government spending. The result was persistent unemployment, which was added to by growing automation, but also low-level growth and cheaper borrowing to cover over the difficulties. These were worsened by the tariff and trade problems that saw the first reverses of globalisation, and, in the longer run, by Brexit-related uncertainty (though Brexit might also have generated some trade jobs.) Covid-19 has in effect created an employment crisis.

In the UK, the government has responded to the covid crisis by attempting to ease or eliminate unemployment pressures with furlough policies, the stimulation of the economy by spending, low interest rates, Qe, a low exchange rate, and a low-tariff global trade policy. Since 2019, the government has also targeted areas of high unemployment with a freeport policy in which enterprise zones will be created in a low-tax, low regulation environment. Real wage declines have also made wages more competitive compared to other countries, and this would in normal times encourage investment and cheaper exports relative to competitors, and therefore growth. At the time of writing, it is not clear, given the huge damage covid has caused across most sectors of the economy, but especially to large numbers of people who relied on low wage ‘gig’ jobs and short term employment, if these policies will work. The fate of the global economy, given persistent problems of Aggregate Demand and Supply in China and America, is also unclear. Stagflation in the absence of technological change to vastly lower basic prices is highly likely by 2022.



[1] The LFS is a quarterly survey of 44,000 households, 20% of which are replaced every 3 months. Not all those in the survey respond, but enough do to make the figures valid from a statistical point of view. A general breakdown of its workings can be found at https://www.ons.gov.uk/surveys/informationforhouseholdsandindividuals/householdandindividualsurveys/labourforcesurvey

 

[2] Named of course after John Maynard Keynes, Baron (Lord) Keynes, a British economist in the first half of the twentieth century. Keynes believed that the economy was principally driven by Aggregate Demand, and that unemployment during an economic cycle guaranteed lower AD because people became unemployed, lost incomes, and consumption therefore fell, pushing down AD. Keynes’ solution was for Government spending to increase, and for exchange rates to be devalued to increase exports, because AD=C+I+G+(X-M). For various theoretical reasons, Keynes did not believe that inflation and distorted prices were as big a threat to economies and societies as mass unemployment.

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